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7.5   Avl Tree *

In the "Binary Search Tree" section, we mentioned that after multiple insertion and removal operations, a binary search tree may degenerate into a linked list. In this case, the time complexity of all operations degrades from \(O(\log n)\) to \(O(n)\).

As shown in Figure 7-24, after two node removal operations, this binary search tree will degrade into a linked list.

Degradation of an AVL tree after removing nodes

Figure 7-24   Degradation of an AVL tree after removing nodes

For example, in the perfect binary tree shown in Figure 7-25, after inserting two nodes, the tree will lean heavily to the left, and the time complexity of search operations will also degrade.

Degradation of an AVL tree after inserting nodes

Figure 7-25   Degradation of an AVL tree after inserting nodes

In 1962, G. M. Adelson-Velsky and E. M. Landis proposed the AVL tree in their paper "An algorithm for the organization of information". The paper described in detail a series of operations ensuring that after continuously adding and removing nodes, the AVL tree does not degenerate, thus keeping the time complexity of various operations at the \(O(\log n)\) level. In other words, in scenarios requiring frequent insertions, deletions, searches, and modifications, the AVL tree can always maintain efficient data operation performance, making it very valuable in applications.

7.5.1   Common Terminology in Avl Trees

An AVL tree is both a binary search tree and a balanced binary tree, simultaneously satisfying all the properties of these two types of binary trees, hence it is a balanced binary search tree.

1.   Node Height

Since the operations related to AVL trees require obtaining node heights, we need to add a height variable to the node class:

class TreeNode:
    """AVL tree node"""
    def __init__(self, val: int):
        self.val: int = val                 # Node value
        self.height: int = 0                # Node height
        self.left: TreeNode | None = None   # Left child reference
        self.right: TreeNode | None = None  # Right child reference
/* AVL tree node */
struct TreeNode {
    int val{};          // Node value
    int height = 0;     // Node height
    TreeNode *left{};   // Left child
    TreeNode *right{};  // Right child
    TreeNode() = default;
    explicit TreeNode(int x) : val(x){}
};
/* AVL tree node */
class TreeNode {
    public int val;        // Node value
    public int height;     // Node height
    public TreeNode left;  // Left child
    public TreeNode right; // Right child
    public TreeNode(int x) { val = x; }
}
/* AVL tree node */
class TreeNode(int? x) {
    public int? val = x;    // Node value
    public int height;      // Node height
    public TreeNode? left;  // Left child reference
    public TreeNode? right; // Right child reference
}
/* AVL tree node */
type TreeNode struct {
    Val    int       // Node value
    Height int       // Node height
    Left   *TreeNode // Left child reference
    Right  *TreeNode // Right child reference
}
/* AVL tree node */
class TreeNode {
    var val: Int // Node value
    var height: Int // Node height
    var left: TreeNode? // Left child
    var right: TreeNode? // Right child

    init(x: Int) {
        val = x
        height = 0
    }
}
/* AVL tree node */
class TreeNode {
    val; // Node value
    height; // Node height
    left; // Left child pointer
    right; // Right child pointer
    constructor(val, left, right, height) {
        this.val = val === undefined ? 0 : val;
        this.height = height === undefined ? 0 : height;
        this.left = left === undefined ? null : left;
        this.right = right === undefined ? null : right;
    }
}
/* AVL tree node */
class TreeNode {
    val: number;            // Node value
    height: number;         // Node height
    left: TreeNode | null;  // Left child pointer
    right: TreeNode | null; // Right child pointer
    constructor(val?: number, height?: number, left?: TreeNode | null, right?: TreeNode | null) {
        this.val = val === undefined ? 0 : val;
        this.height = height === undefined ? 0 : height; 
        this.left = left === undefined ? null : left; 
        this.right = right === undefined ? null : right; 
    }
}
/* AVL tree node */
class TreeNode {
  int val;         // Node value
  int height;      // Node height
  TreeNode? left;  // Left child
  TreeNode? right; // Right child
  TreeNode(this.val, [this.height = 0, this.left, this.right]);
}
use std::rc::Rc;
use std::cell::RefCell;

/* AVL tree node */
struct TreeNode {
    val: i32,                               // Node value
    height: i32,                            // Node height
    left: Option<Rc<RefCell<TreeNode>>>,    // Left child
    right: Option<Rc<RefCell<TreeNode>>>,   // Right child
}

impl TreeNode {
    /* Constructor */
    fn new(val: i32) -> Rc<RefCell<Self>> {
        Rc::new(RefCell::new(Self {
            val,
            height: 0,
            left: None,
            right: None
        }))
    }
}
/* AVL tree node */
typedef struct TreeNode {
    int val;
    int height;
    struct TreeNode *left;
    struct TreeNode *right;
} TreeNode;

/* Constructor */
TreeNode *newTreeNode(int val) {
    TreeNode *node;

    node = (TreeNode *)malloc(sizeof(TreeNode));
    node->val = val;
    node->height = 0;
    node->left = NULL;
    node->right = NULL;
    return node;
}
/* AVL tree node */
class TreeNode(val _val: Int) {  // Node value
    val height: Int = 0          // Node height
    val left: TreeNode? = null   // Left child
    val right: TreeNode? = null  // Right child
}
### AVL tree node class ###
class TreeNode
  attr_accessor :val    # Node value
  attr_accessor :height # Node height
  attr_accessor :left   # Left child reference
  attr_accessor :right  # Right child reference

  def initialize(val)
    @val = val
    @height = 0
  end
end

The "node height" refers to the distance from that node to its farthest leaf node, i.e., the number of "edges" passed. It is important to note that the height of a leaf node is \(0\), and the height of a null node is \(-1\). We will create two utility functions for getting and updating the height of a node:

avl_tree.py
def height(self, node: TreeNode | None) -> int:
    """Get node height"""
    # Empty node height is -1, leaf node height is 0
    if node is not None:
        return node.height
    return -1

def update_height(self, node: TreeNode | None):
    """Update node height"""
    # Node height equals the height of the tallest subtree + 1
    node.height = max([self.height(node.left), self.height(node.right)]) + 1
avl_tree.cpp
/* Get node height */
int height(TreeNode *node) {
    // Empty node height is -1, leaf node height is 0
    return node == nullptr ? -1 : node->height;
}

/* Update node height */
void updateHeight(TreeNode *node) {
    // Node height equals the height of the tallest subtree + 1
    node->height = max(height(node->left), height(node->right)) + 1;
}
avl_tree.java
/* Get node height */
int height(TreeNode node) {
    // Empty node height is -1, leaf node height is 0
    return node == null ? -1 : node.height;
}

/* Update node height */
void updateHeight(TreeNode node) {
    // Node height equals the height of the tallest subtree + 1
    node.height = Math.max(height(node.left), height(node.right)) + 1;
}
avl_tree.cs
/* Get node height */
int Height(TreeNode? node) {
    // Empty node height is -1, leaf node height is 0
    return node == null ? -1 : node.height;
}

/* Update node height */
void UpdateHeight(TreeNode node) {
    // Node height equals the height of the tallest subtree + 1
    node.height = Math.Max(Height(node.left), Height(node.right)) + 1;
}
avl_tree.go
/* Get node height */
func (t *aVLTree) height(node *TreeNode) int {
    // Empty node height is -1, leaf node height is 0
    if node != nil {
        return node.Height
    }
    return -1
}

/* Update node height */
func (t *aVLTree) updateHeight(node *TreeNode) {
    lh := t.height(node.Left)
    rh := t.height(node.Right)
    // Node height equals the height of the tallest subtree + 1
    if lh > rh {
        node.Height = lh + 1
    } else {
        node.Height = rh + 1
    }
}
avl_tree.swift
/* Get node height */
func height(node: TreeNode?) -> Int {
    // Empty node height is -1, leaf node height is 0
    node?.height ?? -1
}

/* Update node height */
func updateHeight(node: TreeNode?) {
    // Node height equals the height of the tallest subtree + 1
    node?.height = max(height(node: node?.left), height(node: node?.right)) + 1
}
avl_tree.js
/* Get node height */
height(node) {
    // Empty node height is -1, leaf node height is 0
    return node === null ? -1 : node.height;
}

/* Update node height */
#updateHeight(node) {
    // Node height equals the height of the tallest subtree + 1
    node.height =
        Math.max(this.height(node.left), this.height(node.right)) + 1;
}
avl_tree.ts
/* Get node height */
height(node: TreeNode): number {
    // Empty node height is -1, leaf node height is 0
    return node === null ? -1 : node.height;
}

/* Update node height */
updateHeight(node: TreeNode): void {
    // Node height equals the height of the tallest subtree + 1
    node.height =
        Math.max(this.height(node.left), this.height(node.right)) + 1;
}
avl_tree.dart
/* Get node height */
int height(TreeNode? node) {
  // Empty node height is -1, leaf node height is 0
  return node == null ? -1 : node.height;
}

/* Update node height */
void updateHeight(TreeNode? node) {
  // Node height equals the height of the tallest subtree + 1
  node!.height = max(height(node.left), height(node.right)) + 1;
}
avl_tree.rs
/* Get node height */
fn height(node: OptionTreeNodeRc) -> i32 {
    // Empty node height is -1, leaf node height is 0
    match node {
        Some(node) => node.borrow().height,
        None => -1,
    }
}

/* Update node height */
fn update_height(node: OptionTreeNodeRc) {
    if let Some(node) = node {
        let left = node.borrow().left.clone();
        let right = node.borrow().right.clone();
        // Node height equals the height of the tallest subtree + 1
        node.borrow_mut().height = std::cmp::max(Self::height(left), Self::height(right)) + 1;
    }
}
avl_tree.c
/* Get node height */
int height(TreeNode *node) {
    // Empty node height is -1, leaf node height is 0
    if (node != NULL) {
        return node->height;
    }
    return -1;
}

/* Update node height */
void updateHeight(TreeNode *node) {
    int lh = height(node->left);
    int rh = height(node->right);
    // Node height equals the height of the tallest subtree + 1
    if (lh > rh) {
        node->height = lh + 1;
    } else {
        node->height = rh + 1;
    }
}
avl_tree.kt
/* Get node height */
fun height(node: TreeNode?): Int {
    // Empty node height is -1, leaf node height is 0
    return node?.height ?: -1
}

/* Update node height */
fun updateHeight(node: TreeNode?) {
    // Node height equals the height of the tallest subtree + 1
    node?.height = max(height(node?.left), height(node?.right)) + 1
}
avl_tree.rb
### Get node height ###
def height(node)
  # Empty node height is -1, leaf node height is 0
  return node.height unless node.nil?

  -1
end

### Update node height ###
def update_height(node)
  # Node height equals the height of the tallest subtree + 1
  node.height = [height(node.left), height(node.right)].max + 1
end

2.   Node Balance Factor

The balance factor of a node is defined as the height of the node's left subtree minus the height of its right subtree, and the balance factor of a null node is defined as \(0\). We also encapsulate the function to obtain the node's balance factor for convenient subsequent use:

avl_tree.py
def balance_factor(self, node: TreeNode | None) -> int:
    """Get balance factor"""
    # Empty node balance factor is 0
    if node is None:
        return 0
    # Node balance factor = left subtree height - right subtree height
    return self.height(node.left) - self.height(node.right)
avl_tree.cpp
/* Get balance factor */
int balanceFactor(TreeNode *node) {
    // Empty node balance factor is 0
    if (node == nullptr)
        return 0;
    // Node balance factor = left subtree height - right subtree height
    return height(node->left) - height(node->right);
}
avl_tree.java
/* Get balance factor */
int balanceFactor(TreeNode node) {
    // Empty node balance factor is 0
    if (node == null)
        return 0;
    // Node balance factor = left subtree height - right subtree height
    return height(node.left) - height(node.right);
}
avl_tree.cs
/* Get balance factor */
int BalanceFactor(TreeNode? node) {
    // Empty node balance factor is 0
    if (node == null) return 0;
    // Node balance factor = left subtree height - right subtree height
    return Height(node.left) - Height(node.right);
}
avl_tree.go
/* Get balance factor */
func (t *aVLTree) balanceFactor(node *TreeNode) int {
    // Empty node balance factor is 0
    if node == nil {
        return 0
    }
    // Node balance factor = left subtree height - right subtree height
    return t.height(node.Left) - t.height(node.Right)
}
avl_tree.swift
/* Get balance factor */
func balanceFactor(node: TreeNode?) -> Int {
    // Empty node balance factor is 0
    guard let node = node else { return 0 }
    // Node balance factor = left subtree height - right subtree height
    return height(node: node.left) - height(node: node.right)
}
avl_tree.js
/* Get balance factor */
balanceFactor(node) {
    // Empty node balance factor is 0
    if (node === null) return 0;
    // Node balance factor = left subtree height - right subtree height
    return this.height(node.left) - this.height(node.right);
}
avl_tree.ts
/* Get balance factor */
balanceFactor(node: TreeNode): number {
    // Empty node balance factor is 0
    if (node === null) return 0;
    // Node balance factor = left subtree height - right subtree height
    return this.height(node.left) - this.height(node.right);
}
avl_tree.dart
/* Get balance factor */
int balanceFactor(TreeNode? node) {
  // Empty node balance factor is 0
  if (node == null) return 0;
  // Node balance factor = left subtree height - right subtree height
  return height(node.left) - height(node.right);
}
avl_tree.rs
/* Get balance factor */
fn balance_factor(node: OptionTreeNodeRc) -> i32 {
    match node {
        // Empty node balance factor is 0
        None => 0,
        // Node balance factor = left subtree height - right subtree height
        Some(node) => {
            Self::height(node.borrow().left.clone()) - Self::height(node.borrow().right.clone())
        }
    }
}
avl_tree.c
/* Get balance factor */
int balanceFactor(TreeNode *node) {
    // Empty node balance factor is 0
    if (node == NULL) {
        return 0;
    }
    // Node balance factor = left subtree height - right subtree height
    return height(node->left) - height(node->right);
}
avl_tree.kt
/* Get balance factor */
fun balanceFactor(node: TreeNode?): Int {
    // Empty node balance factor is 0
    if (node == null) return 0
    // Node balance factor = left subtree height - right subtree height
    return height(node.left) - height(node.right)
}
avl_tree.rb
### Get balance factor ###
def balance_factor(node)
  # Empty node balance factor is 0
  return 0 if node.nil?

  # Node balance factor = left subtree height - right subtree height
  height(node.left) - height(node.right)
end

Tip

Let the balance factor be \(f\), then the balance factor of any node in an AVL tree satisfies \(-1 \le f \le 1\).

7.5.2   Rotations in Avl Trees

The characteristic of AVL trees lies in the "rotation" operation, which can restore balance to unbalanced nodes without affecting the inorder traversal sequence of the binary tree. In other words, rotation operations can both maintain the property of a "binary search tree" and make the tree return to a "balanced binary tree".

We call nodes with a balance factor absolute value \(> 1\) "unbalanced nodes". Depending on the imbalance situation, rotation operations are divided into four types: right rotation, left rotation, left rotation then right rotation, and right rotation then left rotation. Below we describe these rotation operations in detail.

1.   Right Rotation

As shown in Figure 7-26, the value below the node is the balance factor. From bottom to top, the first unbalanced node in the binary tree is "node 3". We focus on the subtree with this unbalanced node as the root, denoting the node as node and its left child as child, and perform a "right rotation" operation. After the right rotation is completed, the subtree regains balance and still maintains the properties of a binary search tree.

Steps of right rotation

avltree_right_rotate_step2

avltree_right_rotate_step3

avltree_right_rotate_step4

Figure 7-26   Steps of right rotation

As shown in Figure 7-27, when the child node has a right child (denoted as grand_child), a step needs to be added in the right rotation: set grand_child as the left child of node.

Right rotation with grand_child

Figure 7-27   Right rotation with grand_child

"Right rotation" is a figurative term; in practice, it is achieved by modifying node pointers, as shown in the following code:

avl_tree.py
def right_rotate(self, node: TreeNode | None) -> TreeNode | None:
    """Right rotation operation"""
    child = node.left
    grand_child = child.right
    # Using child as pivot, rotate node to the right
    child.right = node
    node.left = grand_child
    # Update node height
    self.update_height(node)
    self.update_height(child)
    # Return root node of subtree after rotation
    return child
avl_tree.cpp
/* Right rotation operation */
TreeNode *rightRotate(TreeNode *node) {
    TreeNode *child = node->left;
    TreeNode *grandChild = child->right;
    // Using child as pivot, rotate node to the right
    child->right = node;
    node->left = grandChild;
    // Update node height
    updateHeight(node);
    updateHeight(child);
    // Return root node of subtree after rotation
    return child;
}
avl_tree.java
/* Right rotation operation */
TreeNode rightRotate(TreeNode node) {
    TreeNode child = node.left;
    TreeNode grandChild = child.right;
    // Using child as pivot, rotate node to the right
    child.right = node;
    node.left = grandChild;
    // Update node height
    updateHeight(node);
    updateHeight(child);
    // Return root node of subtree after rotation
    return child;
}
avl_tree.cs
/* Right rotation operation */
TreeNode? RightRotate(TreeNode? node) {
    TreeNode? child = node?.left;
    TreeNode? grandChild = child?.right;
    // Using child as pivot, rotate node to the right
    child.right = node;
    node.left = grandChild;
    // Update node height
    UpdateHeight(node);
    UpdateHeight(child);
    // Return root node of subtree after rotation
    return child;
}
avl_tree.go
/* Right rotation operation */
func (t *aVLTree) rightRotate(node *TreeNode) *TreeNode {
    child := node.Left
    grandChild := child.Right
    // Using child as pivot, rotate node to the right
    child.Right = node
    node.Left = grandChild
    // Update node height
    t.updateHeight(node)
    t.updateHeight(child)
    // Return root node of subtree after rotation
    return child
}
avl_tree.swift
/* Right rotation operation */
func rightRotate(node: TreeNode?) -> TreeNode? {
    let child = node?.left
    let grandChild = child?.right
    // Using child as pivot, rotate node to the right
    child?.right = node
    node?.left = grandChild
    // Update node height
    updateHeight(node: node)
    updateHeight(node: child)
    // Return root node of subtree after rotation
    return child
}
avl_tree.js
/* Right rotation operation */
#rightRotate(node) {
    const child = node.left;
    const grandChild = child.right;
    // Using child as pivot, rotate node to the right
    child.right = node;
    node.left = grandChild;
    // Update node height
    this.#updateHeight(node);
    this.#updateHeight(child);
    // Return root node of subtree after rotation
    return child;
}
avl_tree.ts
/* Right rotation operation */
rightRotate(node: TreeNode): TreeNode {
    const child = node.left;
    const grandChild = child.right;
    // Using child as pivot, rotate node to the right
    child.right = node;
    node.left = grandChild;
    // Update node height
    this.updateHeight(node);
    this.updateHeight(child);
    // Return root node of subtree after rotation
    return child;
}
avl_tree.dart
/* Right rotation operation */
TreeNode? rightRotate(TreeNode? node) {
  TreeNode? child = node!.left;
  TreeNode? grandChild = child!.right;
  // Using child as pivot, rotate node to the right
  child.right = node;
  node.left = grandChild;
  // Update node height
  updateHeight(node);
  updateHeight(child);
  // Return root node of subtree after rotation
  return child;
}
avl_tree.rs
/* Right rotation operation */
fn right_rotate(node: OptionTreeNodeRc) -> OptionTreeNodeRc {
    match node {
        Some(node) => {
            let child = node.borrow().left.clone().unwrap();
            let grand_child = child.borrow().right.clone();
            // Using child as pivot, rotate node to the right
            child.borrow_mut().right = Some(node.clone());
            node.borrow_mut().left = grand_child;
            // Update node height
            Self::update_height(Some(node));
            Self::update_height(Some(child.clone()));
            // Return root node of subtree after rotation
            Some(child)
        }
        None => None,
    }
}
avl_tree.c
/* Right rotation operation */
TreeNode *rightRotate(TreeNode *node) {
    TreeNode *child, *grandChild;
    child = node->left;
    grandChild = child->right;
    // Using child as pivot, rotate node to the right
    child->right = node;
    node->left = grandChild;
    // Update node height
    updateHeight(node);
    updateHeight(child);
    // Return root node of subtree after rotation
    return child;
}
avl_tree.kt
/* Right rotation operation */
fun rightRotate(node: TreeNode?): TreeNode {
    val child = node!!.left
    val grandChild = child!!.right
    // Using child as pivot, rotate node to the right
    child.right = node
    node.left = grandChild
    // Update node height
    updateHeight(node)
    updateHeight(child)
    // Return root node of subtree after rotation
    return child
}
avl_tree.rb
### Right rotation ###
def right_rotate(node)
  child = node.left
  grand_child = child.right
  # Using child as pivot, rotate node to the right
  child.right = node
  node.left = grand_child
  # Update node height
  update_height(node)
  update_height(child)
  # Return root node of subtree after rotation
  child
end

2.   Left Rotation

Correspondingly, if considering the "mirror" of the above unbalanced binary tree, the "left rotation" operation shown in Figure 7-28 needs to be performed.

Left rotation operation

Figure 7-28   Left rotation operation

Similarly, as shown in Figure 7-29, when the child node has a left child (denoted as grand_child), a step needs to be added in the left rotation: set grand_child as the right child of node.

Left rotation with grand_child

Figure 7-29   Left rotation with grand_child

It can be observed that right rotation and left rotation operations are mirror symmetric in logic, and the two imbalance cases they solve are also symmetric. Based on symmetry, we only need to replace all left in the right rotation implementation code with right, and all right with left, to obtain the left rotation implementation code:

avl_tree.py
def left_rotate(self, node: TreeNode | None) -> TreeNode | None:
    """Left rotation operation"""
    child = node.right
    grand_child = child.left
    # Using child as pivot, rotate node to the left
    child.left = node
    node.right = grand_child
    # Update node height
    self.update_height(node)
    self.update_height(child)
    # Return root node of subtree after rotation
    return child
avl_tree.cpp
/* Left rotation operation */
TreeNode *leftRotate(TreeNode *node) {
    TreeNode *child = node->right;
    TreeNode *grandChild = child->left;
    // Using child as pivot, rotate node to the left
    child->left = node;
    node->right = grandChild;
    // Update node height
    updateHeight(node);
    updateHeight(child);
    // Return root node of subtree after rotation
    return child;
}
avl_tree.java
/* Left rotation operation */
TreeNode leftRotate(TreeNode node) {
    TreeNode child = node.right;
    TreeNode grandChild = child.left;
    // Using child as pivot, rotate node to the left
    child.left = node;
    node.right = grandChild;
    // Update node height
    updateHeight(node);
    updateHeight(child);
    // Return root node of subtree after rotation
    return child;
}
avl_tree.cs
/* Left rotation operation */
TreeNode? LeftRotate(TreeNode? node) {
    TreeNode? child = node?.right;
    TreeNode? grandChild = child?.left;
    // Using child as pivot, rotate node to the left
    child.left = node;
    node.right = grandChild;
    // Update node height
    UpdateHeight(node);
    UpdateHeight(child);
    // Return root node of subtree after rotation
    return child;
}
avl_tree.go
/* Left rotation operation */
func (t *aVLTree) leftRotate(node *TreeNode) *TreeNode {
    child := node.Right
    grandChild := child.Left
    // Using child as pivot, rotate node to the left
    child.Left = node
    node.Right = grandChild
    // Update node height
    t.updateHeight(node)
    t.updateHeight(child)
    // Return root node of subtree after rotation
    return child
}
avl_tree.swift
/* Left rotation operation */
func leftRotate(node: TreeNode?) -> TreeNode? {
    let child = node?.right
    let grandChild = child?.left
    // Using child as pivot, rotate node to the left
    child?.left = node
    node?.right = grandChild
    // Update node height
    updateHeight(node: node)
    updateHeight(node: child)
    // Return root node of subtree after rotation
    return child
}
avl_tree.js
/* Left rotation operation */
#leftRotate(node) {
    const child = node.right;
    const grandChild = child.left;
    // Using child as pivot, rotate node to the left
    child.left = node;
    node.right = grandChild;
    // Update node height
    this.#updateHeight(node);
    this.#updateHeight(child);
    // Return root node of subtree after rotation
    return child;
}
avl_tree.ts
/* Left rotation operation */
leftRotate(node: TreeNode): TreeNode {
    const child = node.right;
    const grandChild = child.left;
    // Using child as pivot, rotate node to the left
    child.left = node;
    node.right = grandChild;
    // Update node height
    this.updateHeight(node);
    this.updateHeight(child);
    // Return root node of subtree after rotation
    return child;
}
avl_tree.dart
/* Left rotation operation */
TreeNode? leftRotate(TreeNode? node) {
  TreeNode? child = node!.right;
  TreeNode? grandChild = child!.left;
  // Using child as pivot, rotate node to the left
  child.left = node;
  node.right = grandChild;
  // Update node height
  updateHeight(node);
  updateHeight(child);
  // Return root node of subtree after rotation
  return child;
}
avl_tree.rs
/* Left rotation operation */
fn left_rotate(node: OptionTreeNodeRc) -> OptionTreeNodeRc {
    match node {
        Some(node) => {
            let child = node.borrow().right.clone().unwrap();
            let grand_child = child.borrow().left.clone();
            // Using child as pivot, rotate node to the left
            child.borrow_mut().left = Some(node.clone());
            node.borrow_mut().right = grand_child;
            // Update node height
            Self::update_height(Some(node));
            Self::update_height(Some(child.clone()));
            // Return root node of subtree after rotation
            Some(child)
        }
        None => None,
    }
}
avl_tree.c
/* Left rotation operation */
TreeNode *leftRotate(TreeNode *node) {
    TreeNode *child, *grandChild;
    child = node->right;
    grandChild = child->left;
    // Using child as pivot, rotate node to the left
    child->left = node;
    node->right = grandChild;
    // Update node height
    updateHeight(node);
    updateHeight(child);
    // Return root node of subtree after rotation
    return child;
}
avl_tree.kt
/* Left rotation operation */
fun leftRotate(node: TreeNode?): TreeNode {
    val child = node!!.right
    val grandChild = child!!.left
    // Using child as pivot, rotate node to the left
    child.left = node
    node.right = grandChild
    // Update node height
    updateHeight(node)
    updateHeight(child)
    // Return root node of subtree after rotation
    return child
}
avl_tree.rb
### Left rotation ###
def left_rotate(node)
  child = node.right
  grand_child = child.left
  # Using child as pivot, rotate node to the left
  child.left = node
  node.right = grand_child
  # Update node height
  update_height(node)
  update_height(child)
  # Return root node of subtree after rotation
  child
end

3.   Left Rotation Then Right Rotation

For the unbalanced node 3 in Figure 7-30, using either left rotation or right rotation alone cannot restore the subtree to balance. In this case, a "left rotation" needs to be performed on child first, followed by a "right rotation" on node.

Left-right rotation

Figure 7-30   Left-right rotation

4.   Right Rotation Then Left Rotation

As shown in Figure 7-31, for the mirror case of the above unbalanced binary tree, a "right rotation" needs to be performed on child first, then a "left rotation" on node.

Right-left rotation

Figure 7-31   Right-left rotation

5.   Choice of Rotation

The four imbalances shown in Figure 7-32 correspond one-to-one with the above cases, requiring right rotation, left rotation then right rotation, right rotation then left rotation, and left rotation operations respectively.

The four rotation cases of AVL tree

Figure 7-32   The four rotation cases of AVL tree

As shown in Table 7-3, we determine which case the unbalanced node belongs to by judging the signs of the balance factor of the unbalanced node and the balance factor of its taller-side child node.

Table 7-3   Conditions for Choosing Among the Four Rotation Cases

Balance factor of the unbalanced node Balance factor of the child node Rotation method to apply
\(> 1\) (left-leaning tree) \(\geq 0\) Right rotation
\(> 1\) (left-leaning tree) \(<0\) Left rotation then right rotation
\(< -1\) (right-leaning tree) \(\leq 0\) Left rotation
\(< -1\) (right-leaning tree) \(>0\) Right rotation then left rotation

For ease of use, we encapsulate the rotation operations into a function. With this function, we can perform rotations for various imbalance situations, restoring balance to unbalanced nodes. The code is as follows:

avl_tree.py
def rotate(self, node: TreeNode | None) -> TreeNode | None:
    """Perform rotation operation to restore balance to this subtree"""
    # Get balance factor of node
    balance_factor = self.balance_factor(node)
    # Left-leaning tree
    if balance_factor > 1:
        if self.balance_factor(node.left) >= 0:
            # Right rotation
            return self.right_rotate(node)
        else:
            # First left rotation then right rotation
            node.left = self.left_rotate(node.left)
            return self.right_rotate(node)
    # Right-leaning tree
    elif balance_factor < -1:
        if self.balance_factor(node.right) <= 0:
            # Left rotation
            return self.left_rotate(node)
        else:
            # First right rotation then left rotation
            node.right = self.right_rotate(node.right)
            return self.left_rotate(node)
    # Balanced tree, no rotation needed, return directly
    return node
avl_tree.cpp
/* Perform rotation operation to restore balance to this subtree */
TreeNode *rotate(TreeNode *node) {
    // Get balance factor of node
    int _balanceFactor = balanceFactor(node);
    // Left-leaning tree
    if (_balanceFactor > 1) {
        if (balanceFactor(node->left) >= 0) {
            // Right rotation
            return rightRotate(node);
        } else {
            // First left rotation then right rotation
            node->left = leftRotate(node->left);
            return rightRotate(node);
        }
    }
    // Right-leaning tree
    if (_balanceFactor < -1) {
        if (balanceFactor(node->right) <= 0) {
            // Left rotation
            return leftRotate(node);
        } else {
            // First right rotation then left rotation
            node->right = rightRotate(node->right);
            return leftRotate(node);
        }
    }
    // Balanced tree, no rotation needed, return directly
    return node;
}
avl_tree.java
/* Perform rotation operation to restore balance to this subtree */
TreeNode rotate(TreeNode node) {
    // Get balance factor of node
    int balanceFactor = balanceFactor(node);
    // Left-leaning tree
    if (balanceFactor > 1) {
        if (balanceFactor(node.left) >= 0) {
            // Right rotation
            return rightRotate(node);
        } else {
            // First left rotation then right rotation
            node.left = leftRotate(node.left);
            return rightRotate(node);
        }
    }
    // Right-leaning tree
    if (balanceFactor < -1) {
        if (balanceFactor(node.right) <= 0) {
            // Left rotation
            return leftRotate(node);
        } else {
            // First right rotation then left rotation
            node.right = rightRotate(node.right);
            return leftRotate(node);
        }
    }
    // Balanced tree, no rotation needed, return directly
    return node;
}
avl_tree.cs
/* Perform rotation operation to restore balance to this subtree */
TreeNode? Rotate(TreeNode? node) {
    // Get balance factor of node
    int balanceFactorInt = BalanceFactor(node);
    // Left-leaning tree
    if (balanceFactorInt > 1) {
        if (BalanceFactor(node?.left) >= 0) {
            // Right rotation
            return RightRotate(node);
        } else {
            // First left rotation then right rotation
            node!.left = LeftRotate(node!.left);
            return RightRotate(node);
        }
    }
    // Right-leaning tree
    if (balanceFactorInt < -1) {
        if (BalanceFactor(node?.right) <= 0) {
            // Left rotation
            return LeftRotate(node);
        } else {
            // First right rotation then left rotation
            node!.right = RightRotate(node!.right);
            return LeftRotate(node);
        }
    }
    // Balanced tree, no rotation needed, return directly
    return node;
}
avl_tree.go
/* Perform rotation operation to restore balance to this subtree */
func (t *aVLTree) rotate(node *TreeNode) *TreeNode {
    // Get balance factor of node
    // Go recommends short variables, here bf refers to t.balanceFactor
    bf := t.balanceFactor(node)
    // Left-leaning tree
    if bf > 1 {
        if t.balanceFactor(node.Left) >= 0 {
            // Right rotation
            return t.rightRotate(node)
        } else {
            // First left rotation then right rotation
            node.Left = t.leftRotate(node.Left)
            return t.rightRotate(node)
        }
    }
    // Right-leaning tree
    if bf < -1 {
        if t.balanceFactor(node.Right) <= 0 {
            // Left rotation
            return t.leftRotate(node)
        } else {
            // First right rotation then left rotation
            node.Right = t.rightRotate(node.Right)
            return t.leftRotate(node)
        }
    }
    // Balanced tree, no rotation needed, return directly
    return node
}
avl_tree.swift
/* Perform rotation operation to restore balance to this subtree */
func rotate(node: TreeNode?) -> TreeNode? {
    // Get balance factor of node
    let balanceFactor = balanceFactor(node: node)
    // Left-leaning tree
    if balanceFactor > 1 {
        if self.balanceFactor(node: node?.left) >= 0 {
            // Right rotation
            return rightRotate(node: node)
        } else {
            // First left rotation then right rotation
            node?.left = leftRotate(node: node?.left)
            return rightRotate(node: node)
        }
    }
    // Right-leaning tree
    if balanceFactor < -1 {
        if self.balanceFactor(node: node?.right) <= 0 {
            // Left rotation
            return leftRotate(node: node)
        } else {
            // First right rotation then left rotation
            node?.right = rightRotate(node: node?.right)
            return leftRotate(node: node)
        }
    }
    // Balanced tree, no rotation needed, return directly
    return node
}
avl_tree.js
/* Perform rotation operation to restore balance to this subtree */
#rotate(node) {
    // Get balance factor of node
    const balanceFactor = this.balanceFactor(node);
    // Left-leaning tree
    if (balanceFactor > 1) {
        if (this.balanceFactor(node.left) >= 0) {
            // Right rotation
            return this.#rightRotate(node);
        } else {
            // First left rotation then right rotation
            node.left = this.#leftRotate(node.left);
            return this.#rightRotate(node);
        }
    }
    // Right-leaning tree
    if (balanceFactor < -1) {
        if (this.balanceFactor(node.right) <= 0) {
            // Left rotation
            return this.#leftRotate(node);
        } else {
            // First right rotation then left rotation
            node.right = this.#rightRotate(node.right);
            return this.#leftRotate(node);
        }
    }
    // Balanced tree, no rotation needed, return directly
    return node;
}
avl_tree.ts
/* Perform rotation operation to restore balance to this subtree */
rotate(node: TreeNode): TreeNode {
    // Get balance factor of node
    const balanceFactor = this.balanceFactor(node);
    // Left-leaning tree
    if (balanceFactor > 1) {
        if (this.balanceFactor(node.left) >= 0) {
            // Right rotation
            return this.rightRotate(node);
        } else {
            // First left rotation then right rotation
            node.left = this.leftRotate(node.left);
            return this.rightRotate(node);
        }
    }
    // Right-leaning tree
    if (balanceFactor < -1) {
        if (this.balanceFactor(node.right) <= 0) {
            // Left rotation
            return this.leftRotate(node);
        } else {
            // First right rotation then left rotation
            node.right = this.rightRotate(node.right);
            return this.leftRotate(node);
        }
    }
    // Balanced tree, no rotation needed, return directly
    return node;
}
avl_tree.dart
/* Perform rotation operation to restore balance to this subtree */
TreeNode? rotate(TreeNode? node) {
  // Get balance factor of node
  int factor = balanceFactor(node);
  // Left-leaning tree
  if (factor > 1) {
    if (balanceFactor(node!.left) >= 0) {
      // Right rotation
      return rightRotate(node);
    } else {
      // First left rotation then right rotation
      node.left = leftRotate(node.left);
      return rightRotate(node);
    }
  }
  // Right-leaning tree
  if (factor < -1) {
    if (balanceFactor(node!.right) <= 0) {
      // Left rotation
      return leftRotate(node);
    } else {
      // First right rotation then left rotation
      node.right = rightRotate(node.right);
      return leftRotate(node);
    }
  }
  // Balanced tree, no rotation needed, return directly
  return node;
}
avl_tree.rs
/* Perform rotation operation to restore balance to this subtree */
fn rotate(node: OptionTreeNodeRc) -> OptionTreeNodeRc {
    // Get balance factor of node
    let balance_factor = Self::balance_factor(node.clone());
    // Left-leaning tree
    if balance_factor > 1 {
        let node = node.unwrap();
        if Self::balance_factor(node.borrow().left.clone()) >= 0 {
            // Right rotation
            Self::right_rotate(Some(node))
        } else {
            // First left rotation then right rotation
            let left = node.borrow().left.clone();
            node.borrow_mut().left = Self::left_rotate(left);
            Self::right_rotate(Some(node))
        }
    }
    // Right-leaning tree
    else if balance_factor < -1 {
        let node = node.unwrap();
        if Self::balance_factor(node.borrow().right.clone()) <= 0 {
            // Left rotation
            Self::left_rotate(Some(node))
        } else {
            // First right rotation then left rotation
            let right = node.borrow().right.clone();
            node.borrow_mut().right = Self::right_rotate(right);
            Self::left_rotate(Some(node))
        }
    } else {
        // Balanced tree, no rotation needed, return directly
        node
    }
}
avl_tree.c
/* Perform rotation operation to restore balance to this subtree */
TreeNode *rotate(TreeNode *node) {
    // Get balance factor of node
    int bf = balanceFactor(node);
    // Left-leaning tree
    if (bf > 1) {
        if (balanceFactor(node->left) >= 0) {
            // Right rotation
            return rightRotate(node);
        } else {
            // First left rotation then right rotation
            node->left = leftRotate(node->left);
            return rightRotate(node);
        }
    }
    // Right-leaning tree
    if (bf < -1) {
        if (balanceFactor(node->right) <= 0) {
            // Left rotation
            return leftRotate(node);
        } else {
            // First right rotation then left rotation
            node->right = rightRotate(node->right);
            return leftRotate(node);
        }
    }
    // Balanced tree, no rotation needed, return directly
    return node;
}
avl_tree.kt
/* Perform rotation operation to restore balance to this subtree */
fun rotate(node: TreeNode): TreeNode {
    // Get balance factor of node
    val balanceFactor = balanceFactor(node)
    // Left-leaning tree
    if (balanceFactor > 1) {
        if (balanceFactor(node.left) >= 0) {
            // Right rotation
            return rightRotate(node)
        } else {
            // First left rotation then right rotation
            node.left = leftRotate(node.left)
            return rightRotate(node)
        }
    }
    // Right-leaning tree
    if (balanceFactor < -1) {
        if (balanceFactor(node.right) <= 0) {
            // Left rotation
            return leftRotate(node)
        } else {
            // First right rotation then left rotation
            node.right = rightRotate(node.right)
            return leftRotate(node)
        }
    }
    // Balanced tree, no rotation needed, return directly
    return node
}
avl_tree.rb
### Perform rotation to rebalance subtree ###
def rotate(node)
  # Get balance factor of node
  balance_factor = balance_factor(node)
  # Left-heavy tree
  if balance_factor > 1
    if balance_factor(node.left) >= 0
      # Right rotation
      return right_rotate(node)
    else
      # First left rotation then right rotation
      node.left = left_rotate(node.left)
      return right_rotate(node)
    end
  # Right-heavy tree
  elsif balance_factor < -1
    if balance_factor(node.right) <= 0
      # Left rotation
      return left_rotate(node)
    else
      # First right rotation then left rotation
      node.right = right_rotate(node.right)
      return left_rotate(node)
    end
  end
  # Balanced tree, no rotation needed, return directly
  node
end

7.5.3   Common Operations in Avl Trees

1.   Node Insertion

The node insertion operation in AVL trees is similar in principle to that in binary search trees. The only difference is that after inserting a node in an AVL tree, a series of unbalanced nodes may appear on the path from that node to the root. Therefore, we need to start from this node and perform rotation operations from bottom to top, restoring balance to all unbalanced nodes. The code is as follows:

avl_tree.py
def insert(self, val):
    """Insert node"""
    self._root = self.insert_helper(self._root, val)

def insert_helper(self, node: TreeNode | None, val: int) -> TreeNode:
    """Recursively insert node (helper method)"""
    if node is None:
        return TreeNode(val)
    # 1. Find insertion position and insert node
    if val < node.val:
        node.left = self.insert_helper(node.left, val)
    elif val > node.val:
        node.right = self.insert_helper(node.right, val)
    else:
        # Duplicate node not inserted, return directly
        return node
    # Update node height
    self.update_height(node)
    # 2. Perform rotation operation to restore balance to this subtree
    return self.rotate(node)
avl_tree.cpp
/* Insert node */
void insert(int val) {
    root = insertHelper(root, val);
}

/* Recursively insert node (helper method) */
TreeNode *insertHelper(TreeNode *node, int val) {
    if (node == nullptr)
        return new TreeNode(val);
    /* 1. Find insertion position and insert node */
    if (val < node->val)
        node->left = insertHelper(node->left, val);
    else if (val > node->val)
        node->right = insertHelper(node->right, val);
    else
        return node;    // Duplicate node not inserted, return directly
    updateHeight(node); // Update node height
    /* 2. Perform rotation operation to restore balance to this subtree */
    node = rotate(node);
    // Return root node of subtree
    return node;
}
avl_tree.java
/* Insert node */
void insert(int val) {
    root = insertHelper(root, val);
}

/* Recursively insert node (helper method) */
TreeNode insertHelper(TreeNode node, int val) {
    if (node == null)
        return new TreeNode(val);
    /* 1. Find insertion position and insert node */
    if (val < node.val)
        node.left = insertHelper(node.left, val);
    else if (val > node.val)
        node.right = insertHelper(node.right, val);
    else
        return node; // Duplicate node not inserted, return directly
    updateHeight(node); // Update node height
    /* 2. Perform rotation operation to restore balance to this subtree */
    node = rotate(node);
    // Return root node of subtree
    return node;
}
avl_tree.cs
/* Insert node */
void Insert(int val) {
    root = InsertHelper(root, val);
}

/* Recursively insert node (helper method) */
TreeNode? InsertHelper(TreeNode? node, int val) {
    if (node == null) return new TreeNode(val);
    /* 1. Find insertion position and insert node */
    if (val < node.val)
        node.left = InsertHelper(node.left, val);
    else if (val > node.val)
        node.right = InsertHelper(node.right, val);
    else
        return node;     // Duplicate node not inserted, return directly
    UpdateHeight(node);  // Update node height
    /* 2. Perform rotation operation to restore balance to this subtree */
    node = Rotate(node);
    // Return root node of subtree
    return node;
}
avl_tree.go
/* Insert node */
func (t *aVLTree) insert(val int) {
    t.root = t.insertHelper(t.root, val)
}

/* Recursively insert node (helper function) */
func (t *aVLTree) insertHelper(node *TreeNode, val int) *TreeNode {
    if node == nil {
        return NewTreeNode(val)
    }
    /* 1. Find insertion position and insert node */
    if val < node.Val.(int) {
        node.Left = t.insertHelper(node.Left, val)
    } else if val > node.Val.(int) {
        node.Right = t.insertHelper(node.Right, val)
    } else {
        // Duplicate node not inserted, return directly
        return node
    }
    // Update node height
    t.updateHeight(node)
    /* 2. Perform rotation operation to restore balance to this subtree */
    node = t.rotate(node)
    // Return root node of subtree
    return node
}
avl_tree.swift
/* Insert node */
func insert(val: Int) {
    root = insertHelper(node: root, val: val)
}

/* Recursively insert node (helper method) */
func insertHelper(node: TreeNode?, val: Int) -> TreeNode? {
    var node = node
    if node == nil {
        return TreeNode(x: val)
    }
    /* 1. Find insertion position and insert node */
    if val < node!.val {
        node?.left = insertHelper(node: node?.left, val: val)
    } else if val > node!.val {
        node?.right = insertHelper(node: node?.right, val: val)
    } else {
        return node // Duplicate node not inserted, return directly
    }
    updateHeight(node: node) // Update node height
    /* 2. Perform rotation operation to restore balance to this subtree */
    node = rotate(node: node)
    // Return root node of subtree
    return node
}
avl_tree.js
/* Insert node */
insert(val) {
    this.root = this.#insertHelper(this.root, val);
}

/* Recursively insert node (helper method) */
#insertHelper(node, val) {
    if (node === null) return new TreeNode(val);
    /* 1. Find insertion position and insert node */
    if (val < node.val) node.left = this.#insertHelper(node.left, val);
    else if (val > node.val)
        node.right = this.#insertHelper(node.right, val);
    else return node; // Duplicate node not inserted, return directly
    this.#updateHeight(node); // Update node height
    /* 2. Perform rotation operation to restore balance to this subtree */
    node = this.#rotate(node);
    // Return root node of subtree
    return node;
}
avl_tree.ts
/* Insert node */
insert(val: number): void {
    this.root = this.insertHelper(this.root, val);
}

/* Recursively insert node (helper method) */
insertHelper(node: TreeNode, val: number): TreeNode {
    if (node === null) return new TreeNode(val);
    /* 1. Find insertion position and insert node */
    if (val < node.val) {
        node.left = this.insertHelper(node.left, val);
    } else if (val > node.val) {
        node.right = this.insertHelper(node.right, val);
    } else {
        return node; // Duplicate node not inserted, return directly
    }
    this.updateHeight(node); // Update node height
    /* 2. Perform rotation operation to restore balance to this subtree */
    node = this.rotate(node);
    // Return root node of subtree
    return node;
}
avl_tree.dart
/* Insert node */
void insert(int val) {
  root = insertHelper(root, val);
}

/* Recursively insert node (helper method) */
TreeNode? insertHelper(TreeNode? node, int val) {
  if (node == null) return TreeNode(val);
  /* 1. Find insertion position and insert node */
  if (val < node.val)
    node.left = insertHelper(node.left, val);
  else if (val > node.val)
    node.right = insertHelper(node.right, val);
  else
    return node; // Duplicate node not inserted, return directly
  updateHeight(node); // Update node height
  /* 2. Perform rotation operation to restore balance to this subtree */
  node = rotate(node);
  // Return root node of subtree
  return node;
}
avl_tree.rs
/* Insert node */
fn insert(&mut self, val: i32) {
    self.root = Self::insert_helper(self.root.clone(), val);
}

/* Recursively insert node (helper method) */
fn insert_helper(node: OptionTreeNodeRc, val: i32) -> OptionTreeNodeRc {
    match node {
        Some(mut node) => {
            /* 1. Find insertion position and insert node */
            match {
                let node_val = node.borrow().val;
                node_val
            }
            .cmp(&val)
            {
                Ordering::Greater => {
                    let left = node.borrow().left.clone();
                    node.borrow_mut().left = Self::insert_helper(left, val);
                }
                Ordering::Less => {
                    let right = node.borrow().right.clone();
                    node.borrow_mut().right = Self::insert_helper(right, val);
                }
                Ordering::Equal => {
                    return Some(node); // Duplicate node not inserted, return directly
                }
            }
            Self::update_height(Some(node.clone())); // Update node height

            /* 2. Perform rotation operation to restore balance to this subtree */
            node = Self::rotate(Some(node)).unwrap();
            // Return root node of subtree
            Some(node)
        }
        None => Some(TreeNode::new(val)),
    }
}
avl_tree.c
/* Insert node */
void insert(AVLTree *tree, int val) {
    tree->root = insertHelper(tree->root, val);
}

/* Recursively insert node (helper function) */
TreeNode *insertHelper(TreeNode *node, int val) {
    if (node == NULL) {
        return newTreeNode(val);
    }
    /* 1. Find insertion position and insert node */
    if (val < node->val) {
        node->left = insertHelper(node->left, val);
    } else if (val > node->val) {
        node->right = insertHelper(node->right, val);
    } else {
        // Duplicate node not inserted, return directly
        return node;
    }
    // Update node height
    updateHeight(node);
    /* 2. Perform rotation operation to restore balance to this subtree */
    node = rotate(node);
    // Return root node of subtree
    return node;
}
avl_tree.kt
/* Insert node */
fun insert(_val: Int) {
    root = insertHelper(root, _val)
}

/* Recursively insert node (helper method) */
fun insertHelper(n: TreeNode?, _val: Int): TreeNode {
    if (n == null)
        return TreeNode(_val)
    var node = n
    /* 1. Find insertion position and insert node */
    if (_val < node._val)
        node.left = insertHelper(node.left, _val)
    else if (_val > node._val)
        node.right = insertHelper(node.right, _val)
    else
        return node // Duplicate node not inserted, return directly
    updateHeight(node) // Update node height
    /* 2. Perform rotation operation to restore balance to this subtree */
    node = rotate(node)
    // Return root node of subtree
    return node
}
avl_tree.rb
### Insert node ###
def insert(val)
  @root = insert_helper(@root, val)
end

### Recursively insert node (helper method) ###
def insert_helper(node, val)
  return TreeNode.new(val) if node.nil?
  # 1. Find insertion position and insert node
  if val < node.val
    node.left = insert_helper(node.left, val)
  elsif val > node.val
    node.right = insert_helper(node.right, val)
  else
    # Duplicate node not inserted, return directly
    return node
  end
  # Update node height
  update_height(node)
  # 2. Perform rotation operation to restore balance to this subtree
  rotate(node)
end

2.   Node Removal

Similarly, on the basis of the binary search tree's node removal method, rotation operations need to be performed from bottom to top to restore balance to all unbalanced nodes. The code is as follows:

avl_tree.py
def remove(self, val: int):
    """Delete node"""
    self._root = self.remove_helper(self._root, val)

def remove_helper(self, node: TreeNode | None, val: int) -> TreeNode | None:
    """Recursively delete node (helper method)"""
    if node is None:
        return None
    # 1. Find node and delete
    if val < node.val:
        node.left = self.remove_helper(node.left, val)
    elif val > node.val:
        node.right = self.remove_helper(node.right, val)
    else:
        if node.left is None or node.right is None:
            child = node.left or node.right
            # Number of child nodes = 0, delete node directly and return
            if child is None:
                return None
            # Number of child nodes = 1, delete node directly
            else:
                node = child
        else:
            # Number of child nodes = 2, delete the next node in inorder traversal and replace current node with it
            temp = node.right
            while temp.left is not None:
                temp = temp.left
            node.right = self.remove_helper(node.right, temp.val)
            node.val = temp.val
    # Update node height
    self.update_height(node)
    # 2. Perform rotation operation to restore balance to this subtree
    return self.rotate(node)
avl_tree.cpp
/* Remove node */
void remove(int val) {
    root = removeHelper(root, val);
}

/* Recursively delete node (helper method) */
TreeNode *removeHelper(TreeNode *node, int val) {
    if (node == nullptr)
        return nullptr;
    /* 1. Find node and delete */
    if (val < node->val)
        node->left = removeHelper(node->left, val);
    else if (val > node->val)
        node->right = removeHelper(node->right, val);
    else {
        if (node->left == nullptr || node->right == nullptr) {
            TreeNode *child = node->left != nullptr ? node->left : node->right;
            // Number of child nodes = 0, delete node directly and return
            if (child == nullptr) {
                delete node;
                return nullptr;
            }
            // Number of child nodes = 1, delete node directly
            else {
                delete node;
                node = child;
            }
        } else {
            // Number of child nodes = 2, delete the next node in inorder traversal and replace current node with it
            TreeNode *temp = node->right;
            while (temp->left != nullptr) {
                temp = temp->left;
            }
            int tempVal = temp->val;
            node->right = removeHelper(node->right, temp->val);
            node->val = tempVal;
        }
    }
    updateHeight(node); // Update node height
    /* 2. Perform rotation operation to restore balance to this subtree */
    node = rotate(node);
    // Return root node of subtree
    return node;
}
avl_tree.java
/* Remove node */
void remove(int val) {
    root = removeHelper(root, val);
}

/* Recursively delete node (helper method) */
TreeNode removeHelper(TreeNode node, int val) {
    if (node == null)
        return null;
    /* 1. Find node and delete */
    if (val < node.val)
        node.left = removeHelper(node.left, val);
    else if (val > node.val)
        node.right = removeHelper(node.right, val);
    else {
        if (node.left == null || node.right == null) {
            TreeNode child = node.left != null ? node.left : node.right;
            // Number of child nodes = 0, delete node directly and return
            if (child == null)
                return null;
            // Number of child nodes = 1, delete node directly
            else
                node = child;
        } else {
            // Number of child nodes = 2, delete the next node in inorder traversal and replace current node with it
            TreeNode temp = node.right;
            while (temp.left != null) {
                temp = temp.left;
            }
            node.right = removeHelper(node.right, temp.val);
            node.val = temp.val;
        }
    }
    updateHeight(node); // Update node height
    /* 2. Perform rotation operation to restore balance to this subtree */
    node = rotate(node);
    // Return root node of subtree
    return node;
}
avl_tree.cs
/* Remove node */
void Remove(int val) {
    root = RemoveHelper(root, val);
}

/* Recursively delete node (helper method) */
TreeNode? RemoveHelper(TreeNode? node, int val) {
    if (node == null) return null;
    /* 1. Find node and delete */
    if (val < node.val)
        node.left = RemoveHelper(node.left, val);
    else if (val > node.val)
        node.right = RemoveHelper(node.right, val);
    else {
        if (node.left == null || node.right == null) {
            TreeNode? child = node.left ?? node.right;
            // Number of child nodes = 0, delete node directly and return
            if (child == null)
                return null;
            // Number of child nodes = 1, delete node directly
            else
                node = child;
        } else {
            // Number of child nodes = 2, delete the next node in inorder traversal and replace current node with it
            TreeNode? temp = node.right;
            while (temp.left != null) {
                temp = temp.left;
            }
            node.right = RemoveHelper(node.right, temp.val!.Value);
            node.val = temp.val;
        }
    }
    UpdateHeight(node);  // Update node height
    /* 2. Perform rotation operation to restore balance to this subtree */
    node = Rotate(node);
    // Return root node of subtree
    return node;
}
avl_tree.go
/* Remove node */
func (t *aVLTree) remove(val int) {
    t.root = t.removeHelper(t.root, val)
}

/* Recursively remove node (helper function) */
func (t *aVLTree) removeHelper(node *TreeNode, val int) *TreeNode {
    if node == nil {
        return nil
    }
    /* 1. Find node and delete */
    if val < node.Val.(int) {
        node.Left = t.removeHelper(node.Left, val)
    } else if val > node.Val.(int) {
        node.Right = t.removeHelper(node.Right, val)
    } else {
        if node.Left == nil || node.Right == nil {
            child := node.Left
            if node.Right != nil {
                child = node.Right
            }
            if child == nil {
                // Number of child nodes = 0, delete node directly and return
                return nil
            } else {
                // Number of child nodes = 1, delete node directly
                node = child
            }
        } else {
            // Number of child nodes = 2, delete the next node in inorder traversal and replace current node with it
            temp := node.Right
            for temp.Left != nil {
                temp = temp.Left
            }
            node.Right = t.removeHelper(node.Right, temp.Val.(int))
            node.Val = temp.Val
        }
    }
    // Update node height
    t.updateHeight(node)
    /* 2. Perform rotation operation to restore balance to this subtree */
    node = t.rotate(node)
    // Return root node of subtree
    return node
}
avl_tree.swift
/* Remove node */
func remove(val: Int) {
    root = removeHelper(node: root, val: val)
}

/* Recursively delete node (helper method) */
func removeHelper(node: TreeNode?, val: Int) -> TreeNode? {
    var node = node
    if node == nil {
        return nil
    }
    /* 1. Find node and delete */
    if val < node!.val {
        node?.left = removeHelper(node: node?.left, val: val)
    } else if val > node!.val {
        node?.right = removeHelper(node: node?.right, val: val)
    } else {
        if node?.left == nil || node?.right == nil {
            let child = node?.left ?? node?.right
            // Number of child nodes = 0, delete node directly and return
            if child == nil {
                return nil
            }
            // Number of child nodes = 1, delete node directly
            else {
                node = child
            }
        } else {
            // Number of child nodes = 2, delete the next node in inorder traversal and replace current node with it
            var temp = node?.right
            while temp?.left != nil {
                temp = temp?.left
            }
            node?.right = removeHelper(node: node?.right, val: temp!.val)
            node?.val = temp!.val
        }
    }
    updateHeight(node: node) // Update node height
    /* 2. Perform rotation operation to restore balance to this subtree */
    node = rotate(node: node)
    // Return root node of subtree
    return node
}
avl_tree.js
/* Remove node */
remove(val) {
    this.root = this.#removeHelper(this.root, val);
}

/* Recursively delete node (helper method) */
#removeHelper(node, val) {
    if (node === null) return null;
    /* 1. Find node and delete */
    if (val < node.val) node.left = this.#removeHelper(node.left, val);
    else if (val > node.val)
        node.right = this.#removeHelper(node.right, val);
    else {
        if (node.left === null || node.right === null) {
            const child = node.left !== null ? node.left : node.right;
            // Number of child nodes = 0, delete node directly and return
            if (child === null) return null;
            // Number of child nodes = 1, delete node directly
            else node = child;
        } else {
            // Number of child nodes = 2, delete the next node in inorder traversal and replace current node with it
            let temp = node.right;
            while (temp.left !== null) {
                temp = temp.left;
            }
            node.right = this.#removeHelper(node.right, temp.val);
            node.val = temp.val;
        }
    }
    this.#updateHeight(node); // Update node height
    /* 2. Perform rotation operation to restore balance to this subtree */
    node = this.#rotate(node);
    // Return root node of subtree
    return node;
}
avl_tree.ts
/* Remove node */
remove(val: number): void {
    this.root = this.removeHelper(this.root, val);
}

/* Recursively delete node (helper method) */
removeHelper(node: TreeNode, val: number): TreeNode {
    if (node === null) return null;
    /* 1. Find node and delete */
    if (val < node.val) {
        node.left = this.removeHelper(node.left, val);
    } else if (val > node.val) {
        node.right = this.removeHelper(node.right, val);
    } else {
        if (node.left === null || node.right === null) {
            const child = node.left !== null ? node.left : node.right;
            // Number of child nodes = 0, delete node directly and return
            if (child === null) {
                return null;
            } else {
                // Number of child nodes = 1, delete node directly
                node = child;
            }
        } else {
            // Number of child nodes = 2, delete the next node in inorder traversal and replace current node with it
            let temp = node.right;
            while (temp.left !== null) {
                temp = temp.left;
            }
            node.right = this.removeHelper(node.right, temp.val);
            node.val = temp.val;
        }
    }
    this.updateHeight(node); // Update node height
    /* 2. Perform rotation operation to restore balance to this subtree */
    node = this.rotate(node);
    // Return root node of subtree
    return node;
}
avl_tree.dart
/* Remove node */
void remove(int val) {
  root = removeHelper(root, val);
}

/* Recursively delete node (helper method) */
TreeNode? removeHelper(TreeNode? node, int val) {
  if (node == null) return null;
  /* 1. Find node and delete */
  if (val < node.val)
    node.left = removeHelper(node.left, val);
  else if (val > node.val)
    node.right = removeHelper(node.right, val);
  else {
    if (node.left == null || node.right == null) {
      TreeNode? child = node.left ?? node.right;
      // Number of child nodes = 0, delete node directly and return
      if (child == null)
        return null;
      // Number of child nodes = 1, delete node directly
      else
        node = child;
    } else {
      // Number of child nodes = 2, delete the next node in inorder traversal and replace current node with it
      TreeNode? temp = node.right;
      while (temp!.left != null) {
        temp = temp.left;
      }
      node.right = removeHelper(node.right, temp.val);
      node.val = temp.val;
    }
  }
  updateHeight(node); // Update node height
  /* 2. Perform rotation operation to restore balance to this subtree */
  node = rotate(node);
  // Return root node of subtree
  return node;
}
avl_tree.rs
/* Remove node */
fn remove(&self, val: i32) {
    Self::remove_helper(self.root.clone(), val);
}

/* Recursively delete node (helper method) */
fn remove_helper(node: OptionTreeNodeRc, val: i32) -> OptionTreeNodeRc {
    match node {
        Some(mut node) => {
            /* 1. Find node and delete */
            if val < node.borrow().val {
                let left = node.borrow().left.clone();
                node.borrow_mut().left = Self::remove_helper(left, val);
            } else if val > node.borrow().val {
                let right = node.borrow().right.clone();
                node.borrow_mut().right = Self::remove_helper(right, val);
            } else if node.borrow().left.is_none() || node.borrow().right.is_none() {
                let child = if node.borrow().left.is_some() {
                    node.borrow().left.clone()
                } else {
                    node.borrow().right.clone()
                };
                match child {
                    // Number of child nodes = 0, delete node directly and return
                    None => {
                        return None;
                    }
                    // Number of child nodes = 1, delete node directly
                    Some(child) => node = child,
                }
            } else {
                // Number of child nodes = 2, delete the next node in inorder traversal and replace current node with it
                let mut temp = node.borrow().right.clone().unwrap();
                loop {
                    let temp_left = temp.borrow().left.clone();
                    if temp_left.is_none() {
                        break;
                    }
                    temp = temp_left.unwrap();
                }
                let right = node.borrow().right.clone();
                node.borrow_mut().right = Self::remove_helper(right, temp.borrow().val);
                node.borrow_mut().val = temp.borrow().val;
            }
            Self::update_height(Some(node.clone())); // Update node height

            /* 2. Perform rotation operation to restore balance to this subtree */
            node = Self::rotate(Some(node)).unwrap();
            // Return root node of subtree
            Some(node)
        }
        None => None,
    }
}
avl_tree.c
/* Remove node */
// Cannot use remove keyword here due to stdio.h inclusion
void removeItem(AVLTree *tree, int val) {
    TreeNode *root = removeHelper(tree->root, val);
}

/* Recursively remove node (helper function) */
TreeNode *removeHelper(TreeNode *node, int val) {
    TreeNode *child, *grandChild;
    if (node == NULL) {
        return NULL;
    }
    /* 1. Find node and delete */
    if (val < node->val) {
        node->left = removeHelper(node->left, val);
    } else if (val > node->val) {
        node->right = removeHelper(node->right, val);
    } else {
        if (node->left == NULL || node->right == NULL) {
            child = node->left;
            if (node->right != NULL) {
                child = node->right;
            }
            // Number of child nodes = 0, delete node directly and return
            if (child == NULL) {
                return NULL;
            } else {
                // Number of child nodes = 1, delete node directly
                node = child;
            }
        } else {
            // Number of child nodes = 2, delete the next node in inorder traversal and replace current node with it
            TreeNode *temp = node->right;
            while (temp->left != NULL) {
                temp = temp->left;
            }
            int tempVal = temp->val;
            node->right = removeHelper(node->right, temp->val);
            node->val = tempVal;
        }
    }
    // Update node height
    updateHeight(node);
    /* 2. Perform rotation operation to restore balance to this subtree */
    node = rotate(node);
    // Return root node of subtree
    return node;
}
avl_tree.kt
/* Remove node */
fun remove(_val: Int) {
    root = removeHelper(root, _val)
}

/* Recursively delete node (helper method) */
fun removeHelper(n: TreeNode?, _val: Int): TreeNode? {
    var node = n ?: return null
    /* 1. Find node and delete */
    if (_val < node._val)
        node.left = removeHelper(node.left, _val)
    else if (_val > node._val)
        node.right = removeHelper(node.right, _val)
    else {
        if (node.left == null || node.right == null) {
            val child = if (node.left != null)
                node.left
            else
                node.right
            // Number of child nodes = 0, delete node directly and return
            if (child == null)
                return null
            // Number of child nodes = 1, delete node directly
            else
                node = child
        } else {
            // Number of child nodes = 2, delete the next node in inorder traversal and replace current node with it
            var temp = node.right
            while (temp!!.left != null) {
                temp = temp.left
            }
            node.right = removeHelper(node.right, temp._val)
            node._val = temp._val
        }
    }
    updateHeight(node) // Update node height
    /* 2. Perform rotation operation to restore balance to this subtree */
    node = rotate(node)
    // Return root node of subtree
    return node
}
avl_tree.rb
### Delete node ###
def remove(val)
  @root = remove_helper(@root, val)
end

### Recursively delete node (helper method) ###
def remove_helper(node, val)
  return if node.nil?
  # 1. Find node and delete
  if val < node.val
    node.left = remove_helper(node.left, val)
  elsif val > node.val
    node.right = remove_helper(node.right, val)
  else
    if node.left.nil? || node.right.nil?
      child = node.left || node.right
      # Number of child nodes = 0, delete node directly and return
      return if child.nil?
      # Number of child nodes = 1, delete node directly
      node = child
    else
      # Number of child nodes = 2, delete the next node in inorder traversal and replace current node with it
      temp = node.right
      while !temp.left.nil?
        temp = temp.left
      end
      node.right = remove_helper(node.right, temp.val)
      node.val = temp.val
    end
  end
  # Update node height
  update_height(node)
  # 2. Perform rotation operation to restore balance to this subtree
  rotate(node)
end

The node search operation in AVL trees is consistent with that in binary search trees, and will not be elaborated here.

7.5.4   Typical Applications of Avl Trees

  • Organizing and storing large-scale data, suitable for scenarios with high-frequency searches and low-frequency insertions and deletions.
  • Used to build index systems in databases.
  • Red-black trees are also a common type of balanced binary search tree. Compared to AVL trees, red-black trees have more relaxed balance conditions, require fewer rotation operations for node insertion and deletion, and have higher average efficiency for node addition and deletion operations.
Feel free to drop your insights, questions or suggestions